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Books > Law > Laws of other jurisdictions & general law > Financial, taxation, commercial, industrial law > Financial law > Banking law
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Bank Regulation, Risk Management, and Compliance - Theory, Practice, and Key Problem Areas (Hardcover)
Loot Price: R4,572
Discovery Miles 45 720
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Bank Regulation, Risk Management, and Compliance - Theory, Practice, and Key Problem Areas (Hardcover)
Series: Practical Finance and Banking Guides
Expected to ship within 12 - 17 working days
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Bank Regulation, Risk Management, and Compliance is a concise yet
comprehensive treatment of the primary areas of US banking
regulation - micro-prudential, macroprudential, financial consumer
protection, and AML/CFT regulation - and their associated risk
management and compliance systems. The book's focus is the US, but
its prolific use of standards published by the Basel Committee on
Banking Supervision and frequent comparisons with UK and EU
versions of US regulation offer a broad perspective on global bank
regulation and expectations for internal governance. The book
establishes a conceptual framework that helps readers to understand
bank regulators' expectations for the risk management and
compliance functions. Informed by the author's experience at a
major credit rating agency in helping to design and implement a
ratings compliance system, it explains how the banking business
model, through credit extension and credit intermediation, creates
the principal risks that regulation is designed to mitigate:
credit, interest rate, market, and operational risk, and, more
broadly, systemic risk. The book covers, in a single volume, the
four areas of bank regulation and supervision and the associated
regulatory expectations and firms' governance systems. Readers
desiring to study the subject in a unified manner have needed to
separately consult specialized treatments of their areas of
interest, resulting in a fragmented grasp of the subject matter.
Banking regulation has a cohesive unity due in large part to
national authorities' agreement to follow global standards and to
the homogenizing effects of the integrated global financial
markets. The book is designed for legal, risk, and compliance
banking professionals; students in law, business, and other
finance-related graduate programs; and finance professionals
generally who want a reference book on bank regulation, risk
management, and compliance. It can serve both as a primer for
entry-level finance professionals and as a reference guide for
seasoned risk and compliance officials, senior management, and
regulators and other policymakers. Although the book's focus is
bank regulation, its coverage of corporate governance, risk
management, compliance, and management of conflicts of interest in
financial institutions has broad application in other financial
services sectors. Chapter 6 of this book is freely available as a
downloadable Open Access PDF under a Creative Commons
Attribution-Non Commercial-No Derivatives 4.0 license.
https://tandfbis.s3-us-west-2.amazonaws.com/rt-files/docs/Open+Access+Chapters/9780367367497_oachapter6.pdf
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