Regulation, compliance and ethics are the three common features of
all well-run law firms. Without an understanding of regulatory
expectations, compliance duties and ethical behaviours, a firm runs
the risk of censure, adverse publicity, and client dissatisfaction.
It is essential that law firm owners and managers acknowledge and
have strategies to accommodate risk management, regulatory and
legal compliance and ethical values in their business. They must
also have a common understanding as to how this will be achieved.
This guide is intended to provide lawyers with the language,
arguments and practical solutions which are needed to make this
happen.
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