Independent Review for Banks - The Complete BSA/AML Audit Workbook (Paperback)

Using the FFIEC Examination Manual to conduct an independent review is like using the owner's manual of a car to judge a driver's abilities. Wrong tool for the job! The Complete Audit Workbook ensures that audit professionals and BSA officers have the right tool to conduct the PATRIOT Act (Section 352) required independent review. The Workbook breaks down BSA/AML regulatory requirements into component parts that enable an auditor to judge whether all the i's and t's of a BSA compliance program are dotted and crossed. Guidance for each major category of questions (over 50 in all!) is included. Audit traps, --items seen only in confidential exit interviews-- are also included. The audience for this book is both BSA auditors and compliance officers. The latter can utilize the Workbook to design a comprehensive, sustainable AML program. The former can use this Workbook to check their firm's BSA program status and carry out their duty to keep senior management informed.

General

Imprint:	Impactaml-Inx3 Financial Press
Country of origin:	United States
Release date:	November 2008
First published:	July 2008
Authors:	Howard Steiner • Stephen L. Marini
Dimensions:	246 x 189 x 19mm (L x W x T)
Format:	Paperback - Trade
Pages:	380
ISBN-13:	978-0-615-23790-9
Categories:	Books > Business & Economics > General Promotions
LSN:	0-615-23790-8
Barcode:	9780615237909

Is the information for this product incomplete, wrong or inappropriate? Let us know about it.

Does this product have an incorrect or missing image? Send us a new image.

Is this product missing categories? Add more categories.

Review This Product

No reviews yet - be the first to create one!