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Books > Law > Laws of other jurisdictions & general law > Financial, taxation, commercial, industrial law > Financial law > Banking law
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Financial Services Law Guide (Paperback, 5th edition)
Loot Price: R5,281
Discovery Miles 52 810
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Financial Services Law Guide (Paperback, 5th edition)
Expected to ship within 10 - 15 working days
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A comprehensive guide to the rules and regulations that govern the
UK financial services industry, providing: - Analysis of the
various laws and regulations and how they impact on customer
relations and retail products - An outline of the protection given
to clients' money and the functioning of the prudential
requirements - An explanation of the rationale and operation of
enforcement procedures - Details of requirements as they apply to
professionals who engage in financial services activities as an
incidental part of their professional activities - A consideration
of recently implemented EU initiatives The fifth edition has been
fully updated in line with the post-EU regime and in addition
includes updates to: - the new investments and investment
activities and the FCA rules and their impact - the FCA
authorisation procedures and their impact - the approved persons
regime - the rules and, in particular, their applications in
relation to retail products and customer relations - the rules in
relation to professionals as well as coverage of: - the EU Market
Abuse Regulation - 4th and 5th Money Laundering Directives in their
UK form including additional examples of enforcement actions and
prosecutions and the lessons to be learned - new case law in
relation to enforcement and the lessons learned Covering the latest
developments, this valuable text is set out in the context of
common practice and is indispensable for those working within or
otherwise associated with the financial services industry, namely
lawyers, compliance officers, auditors, financial advisers,
consultants, academics and students.
General
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