This book will help investment professionals pass the Uniform
Investment Adviser Law Examination. It contains four practice
exams. The sample questions are the type that are most likely to
appear on the Series 65 test and are in the same format as those on
the exam. The questions are straightforward multiple choice
questions with four choices and one best answer. The book contains
exams with a total of 520 questions, the equivalent of four
complete 130-question Series 65 Tests. Each 130-question practice
test is followed by the answer key. After the answer key, the
practice exam is displayed with the answers shown. If the question
is a math question, the formulas to solve the question are shown.
The questions by topic are in the same proportion as the topic
weightings on the Series 65 test The questions cover every topic
covered on the Series 65 test, including Economic Factors and
Business Information; Investment Vehicle Characteristics; Client
Investment Recommendations and Strategies; and Laws, Regulations,
and Guidelines, including Prohibition on Unethical Business
Practices.
General
Imprint: |
Createspace Independent Publishing Platform
|
Country of origin: |
United States |
Series: |
Nasaa Series 63, 65, and 66 Practice Exams and Study Guides |
Release date: |
April 2014 |
First published: |
April 2014 |
Authors: |
Philip Martin Mccaulay
|
Dimensions: |
279 x 216 x 8mm (L x W x T) |
Format: |
Paperback - Trade
|
Pages: |
142 |
ISBN-13: |
978-1-4992-3565-4 |
Categories: |
Books >
Social sciences >
Education >
Study & learning skills
|
LSN: |
1-4992-3565-8 |
Barcode: |
9781499235654 |
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