This book will help investment professionals pass the Uniform
Investment Adviser Law Examination. It is a study guide in outline
form. There is a section for each topic covered on the Series 65
test, including Economic Factors and Business Information;
Investment Vehicle Characteristics; Client Investment
Recommendations and Strategies; and Laws, Regulations, and
Guidelines, including Prohibition on Unethical Business Practices.
The study guide includes details on the math formulas needed for
the test.
General
| Imprint: |
Createspace Independent Publishing Platform
|
| Country of origin: |
United States |
| Series: |
Nasaa Series 63, 65, and 66 Practice Exams and Study Guides |
| Release date: |
April 2014 |
| First published: |
April 2014 |
| Authors: |
Philip Martin Mccaulay
|
| Dimensions: |
279 x 216 x 11mm (L x W x T) |
| Format: |
Paperback - Trade
|
| Pages: |
196 |
| ISBN-13: |
978-1-4992-0048-5 |
| Categories: |
Books >
Social sciences >
Education >
Study & learning skills
|
| LSN: |
1-4992-0048-X |
| Barcode: |
9781499200485 |
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