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Series 7 Practice Exams (Paperback)
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Series 7 Practice Exams (Paperback)
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This book will help investment professionals pass the Series 7
General Securities Representative Qualification Examination. It
contains fourteen 125-question practice exams with a total of 1,750
questions. The sample questions are the type that are most likely
to appear on the Series 7 test and are in the same format as those
on the exam. The questions are straightforward multiple choice
questions with four choices and one best answer. Each 125-question
practice test is followed by the answer key. After the answer key,
each practice exam is repeated with the answers shown and the
formulas for the math questions. There are questions for each topic
covered on the Series 7 exam, including regulatory requirements,
customer's profile, customer accounts, business conduct, orders and
transactions, ethics, the primary marketplace, the secondary
market, economics, analysis, equity securities, debt securities,
packaged securities, options, retirement plans, and savings
accounts.
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