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Principles of Securities Regulation (Paperback, 5th Revised edition)
Loot Price: R2,117
Discovery Miles 21 170
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Principles of Securities Regulation (Paperback, 5th Revised edition)
Series: Concise Hornbook Series
Expected to ship within 12 - 17 working days
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This book includes the most recent developments in securities
regulation in an accessible format. Authoritative coverage includes
the definition of "security," registration and disclosure
obligations under the Securities Act of 1933, exemptions from
registration, reporting obligations under the Securities Exchange
Act of 1934, the proxy rules, tender offer regulation, and civil
liabilities. The book treats broker-dealer regulation, market
regulation, and the administrative role of the SEC, as well as
proxy rules, insider trading, and provides overviews of the
Investment Company Act and the Investment Advisers Act. This 5th
edition updates the 4th edition to include recent SEC rulemaking
including important amendments to exemptions from registration, new
broker-dealer obligations, as well as recent Supreme Court and many
other case law developments.
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