Securities Regulation in a Nutshell (Paperback, 12th Revised edition)

This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application, the Dodd-Frank Act as well as the JOBS Act, including the crowdfunding and expanded Regulation A exemptions.

General

Imprint:	West Academic Press
Country of origin:	United States
Series:	Nutshell Series
Release date:	December 2020
Authors:	Thomas Lee Hazen
Dimensions:	187 x 124mm (L x W)
Format:	Paperback
Pages:	467
Edition:	12th Revised edition
ISBN-13:	978-1-64242-398-3
Categories:	Books > Law > International law > General
LSN:	1-64242-398-X
Barcode:	9781642423983

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