The Law of Securities Regulation (Hardcover, 8th Revised edition)

This Hornbook is a comprehensive secondary source for the study of Securities Regulation. It also can serve as a lawyer's desk book. Coverage includes definition of "security," registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, and civil liabilities. The book treats broker-dealer regulation, market regulation, and the administrative role of the SEC, as well as proxy rules, insider trading, the Investment Company Act and the Investment Advisers Act. This new edition reflects recent SEC rulemaking, including important amendments to exemptions from registration, new broker-dealer obligations, as well as recent Supreme Court and many other case law developments.

General

Imprint:	West Academic Press
Country of origin:	United States
Series:	Hornbook Series
Release date:	April 2021
Authors:	Thomas Lee Hazen
Dimensions:	254 x 191 x 41mm (L x W x T)
Format:	Hardcover
Pages:	892
Edition:	8th Revised edition
ISBN-13:	978-1-64242-409-6
Categories:	Books > Law > Laws of other jurisdictions & general law > Financial, taxation, commercial, industrial law > Financial law > General
LSN:	1-64242-409-9
Barcode:	9781642424096

Is the information for this product incomplete, wrong or inappropriate? Let us know about it.

Does this product have an incorrect or missing image? Send us a new image.

Is this product missing categories? Add more categories.

Review This Product

No reviews yet - be the first to create one!