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This book collects and integrates Abbott and Snidal's influential
scholarship on indirect global governance, with a new analytical
introduction that probes the role of indirect governance techniques
in the universe of global governance arrangements. The volume
presents the Governance Triangle, a now widely-used figure that
demonstrates and helps to assess the proliferation of private and
public-private standard-setting organizations, along with new forms
of intergovernmental institutions, over recent decades. It then
analyzes how intergovernmental organizations, regulatory bodies,
and other "global governors" enlist and work through those
organizations as intermediaries, so as to govern more effectively
and gain knowledge, influence and legitimacy. It demonstrates
Abbott's and Snidal's groundbreaking concept of orchestration, a
mode of indirect governance in which influential governors
catalyze, support, and steer intermediary organizations through
wholly voluntary relationships. It also considers their more recent
innovations in the theory of indirect governance. These include
additional modes of governance, such as co-optation, delegation and
trusteeship, as well as the pervasive "Governor's Dilemma"
trade-off between a governor's control of its intermediaries and
the intermediaries' competence. This book will appeal to scholars
and students in multiple disciplines, including international
relations, global governance, law, and regulatory studies.
From agriculture to sport and from climate change to indigenous
rights, transnational regulatory regimes and actors are multiplying
and interacting with poorly understood results. This
interdisciplinary book investigates whether, how and by whom
transnational business governance interactions (TBGIs) can be
harnessed to improve the quality of transnational regulation and
advance the interests of marginalized actors. Exploring multiple
sectors and issue areas, Transnational Business Governance
Interactions presents new empirical and theoretical research from
leading and emerging scholars and identifies obstacles to, and
opportunities for, mobilizing TBGIs to enhance regulatory
capacities, outputs and outcomes and to advance marginalized actors
in transnational business governance. The prime readership for this
work is an interdisciplinary audience of academics including
scholars of law, business, environmental studies, international
relations, political science, political economy and sociology.
Because of its attention to practical strategies to harness
governance interactions to enhance regulatory quality and advance
marginalized groups, the book will also be of interest to
high-level participants in global business governance, including
standards-setting bodies, certification bodies, auditors, trade
associations, civil society organizations, social movement
organizers, national regulators, overseas development agencies and
international organizations. Contributors include: K.W. Abbott, G.
Auld, M. Bach, S. Carodenuto, B. Cashore, D. Casey, C.C.-H. Chen,
B. Eberlein, P. Foley, S. Gao, T. Havinga, L.F. Henriksen, E.
Meidinger, N. Oman, P. Paiement, S. Renckens, R. Schmidt, L.
Seabrooke, P. Verbruggen, O. Westerwinter, J.K. Winn, S. Wood
This book collects and integrates Abbott and Snidal's influential
scholarship on indirect global governance, with a new analytical
introduction that probes the role of indirect governance techniques
in the universe of global governance arrangements. The volume
presents the Governance Triangle, a now widely-used figure that
demonstrates and helps to assess the proliferation of private and
public-private standard-setting organizations, along with new forms
of intergovernmental institutions, over recent decades. It then
analyzes how intergovernmental organizations, regulatory bodies,
and other "global governors" enlist and work through those
organizations as intermediaries, so as to govern more effectively
and gain knowledge, influence and legitimacy. It demonstrates
Abbott's and Snidal's groundbreaking concept of orchestration, a
mode of indirect governance in which influential governors
catalyze, support, and steer intermediary organizations through
wholly voluntary relationships. It also considers their more recent
innovations in the theory of indirect governance. These include
additional modes of governance, such as co-optation, delegation and
trusteeship, as well as the pervasive "Governor's Dilemma"
trade-off between a governor's control of its intermediaries and
the intermediaries' competence. This book will appeal to scholars
and students in multiple disciplines, including international
relations, global governance, law, and regulatory studies.
Emerging technologies create challenges for traditional regulatory
approaches. The contributors to this book - leading scholars in
law, innovation, and technology - address the need for new
governance methods and models. The unique characteristics of
emerging technologies - their diverse applications, the myriad
concerns raised by new technologies, the need for public
engagement, and the issue of effective coordination between
governance players - create the need for new governance approaches.
The authors identify innovative new methods of governance, taking
into account an environment where changes in technologies can
out-pace the corresponding regulatory frameworks. Scholars of
technology, science and innovation will find this book to be an
enlightening read, as will lawyers, policymakers and think-tanks
working within the emerging technologies arena. Contributors: J.W.
Abbott, K.W. Abbott, B. Allenby, M. Baram, D.M. Bowman, J. Kuzma,
P.H. Lindoe, R.A. Lindor, T.F. Malloy, G.N. Mandel, G.E. Marchant,
M. Masterton, L. Paddock, J. Paterson, M.A. Saner, W. Wallach
Kenneth W. Abbott examines the deep entanglement of law and
politics in the structures and activities of international
organizations and provides a comprehensive overview of the
literature in this area, enabling the reader to trace legal,
political and scholarly developments over time.
The Governor's Dilemma develops a general theory of indirect
governance based on the tradeoff between governor control and
intermediary competence; the empirical chapters apply that theory
to a diverse range of cases encompassing both international
relations and comparative politics. The theoretical framework paper
starts from the observation that virtually all governance is
indirect, carried out through intermediaries. But governors in
indirect governance relationships face a dilemma: competent
intermediaries gain power from the competencies they contribute,
making them difficult to control, while efforts to control
intermediary behavor limit important intermediary competencies,
including expertise, credibility, and legitimacy. Thus, governors
can obtain either high intermediary competence or strong control,
but not both. This competence-control tradeoff is a common
condition of indirect governance, whether governors are domestic or
international, public or private, democratic or authoritarian; and
whether governance addresses economic, security, or social issues.
The empirical chapters analyze the operation and implications of
the governor's dilemma in cases involving the governance of
violence (e.g., secret police, support for foreign rebel groups,
private security companies), the governance of markets (e.g., the
Euro crisis, capital markets, EU regulation, the G20), and
cross-cutting governance issues (colonial empires, "Trump's
Dilemma"). Competence-control theory helps explain many features of
governance that other theories cannot: why indirect governance is
not limited to principal-agent delegation, but takes multiple
forms; why governors create seemingly counter-productive
intermediary relationships; and why indirect governance is
frequently unstable over time.
The Governor's Dilemma develops a general theory of indirect
governance based on the tradeoff between governor control and
intermediary competence; the empirical chapters apply that theory
to a diverse range of cases encompassing both international
relations and comparative politics. The theoretical framework paper
starts from the observation that virtually all governance is
indirect, carried out through intermediaries. But governors in
indirect governance relationships face a dilemma: competent
intermediaries gain power from the competencies they contribute,
making them difficult to control, while efforts to control
intermediary behavor limit important intermediary competencies,
including expertise, credibility, and legitimacy. Thus, governors
can obtain either high intermediary competence or strong control,
but not both. This competence-control tradeoff is a common
condition of indirect governance, whether governors are domestic or
international, public or private, democratic or authoritarian; and
whether governance addresses economic, security, or social issues.
The empirical chapters analyze the operation and implications of
the governor's dilemma in cases involving the governance of
violence (e.g., secret police, support for foreign rebel groups,
private security companies), the governance of markets (e.g., the
Euro crisis, capital markets, EU regulation, the G20), and
cross-cutting governance issues (colonial empires, "Trump's
Dilemma"). Competence-control theory helps explain many features of
governance that other theories cannot: why indirect governance is
not limited to principal-agent delegation, but takes multiple
forms; why governors create seemingly counter-productive
intermediary relationships; and why indirect governance is
frequently unstable over time.
International Organizations as Orchestrators reveals how IOs
leverage their limited authority and resources to increase their
effectiveness, power, and autonomy from states. By 'orchestrating'
intermediaries - including NGOs - IOs can shape and steer global
governance without engaging in hard, direct regulation. This volume
is organized around a theoretical model that emphasizes voluntary
collaboration and support. An outstanding group of scholars
investigate the significance of orchestration across key issue
areas, including trade, finance, environment and labor, and in
leading organizations, including the GEF, G20, WTO, EU, Kimberley
Process, UNEP and ILO. The empirical studies find that
orchestration is pervasive. They broadly confirm the theoretical
hypotheses while providing important new insights, especially that
states often welcome IO orchestration as achieving governance
without creating strong institutions. This volume changes our
understanding of the relationships among IOs, nonstate actors and
states in global governance, using a theoretical framework
applicable to domestic governance.
International Organizations as Orchestrators reveals how IOs
leverage their limited authority and resources to increase their
effectiveness, power, and autonomy from states. By 'orchestrating'
intermediaries - including NGOs - IOs can shape and steer global
governance without engaging in hard, direct regulation. This volume
is organized around a theoretical model that emphasizes voluntary
collaboration and support. An outstanding group of scholars
investigate the significance of orchestration across key issue
areas, including trade, finance, environment and labor, and in
leading organizations, including the GEF, G20, WTO, EU, Kimberley
Process, UNEP and ILO. The empirical studies find that
orchestration is pervasive. They broadly confirm the theoretical
hypotheses while providing important new insights, especially that
states often welcome IO orchestration as achieving governance
without creating strong institutions. This volume changes our
understanding of the relationships among IOs, nonstate actors and
states in global governance, using a theoretical framework
applicable to domestic governance.
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