Over $5 trillion will be spent on technology in the financial services sector in the next three years. While there are many books covering purely technical issues, this is one of the very few that look at the challenge of how to manage financial services technology in an area that under-pins almost every part of our global civilisation.

Since its inception, several lawsuits have been filed under the Sarbanes Oxley Act, some corporate executives are serving, or are about to serve jail sentences, and several hundred million dollars has been wiped off the share price of affected companies. In this book, McGill & Sheppey examine how compliance is achieved and maintained. It explores the startegies and tool sets that have led compnaies to successfully manage compliance and suggests effective measures for implemantation.

Sabanes-Oxley is a recent development in US law that will affect both US and non-US firms seeking to comply with corporate governance initiatives. There is particular relevance to the financial services industry not just because of the fundamental applicability of corporate governance to the firms themselves, but because the firms act on behalf of many thousands of institutional shareholders who have similar concerns over both the companies they invest in as well as the duty of their custodians. This means that there are issues of compliance, risk management and fiduciary duty applicable to these firms and to the financial institutions involved in their affairs. McGill and Sheppey illustrate the broader context requiring investors and custodians to meet the regulatory needs of specific jurisdiction and how best to structure overall business models to meet multi-layer legal and operational framework.

The global custody product was conceived out of changes to United States pension law. In 1974, the Employee Retirement Income Security Act came to the Statute books, forcing US pension plan sponsors to segregate investment management and custody of the underlying assets.
Today, service providers act for clients in many countries worldwide, handling assets across 100 countries of investment. The range of services is ever more sophisticated. Measured by the value of assets held under custody, it is a multi trillion dollar industry.

Environmental degradation. Poverty and malnutrition. Disease and illiteracy. As the world's human population skyrockets and resources grow scarce, the multinational corporation with its ability to mobilize massive human and capital resources across geopolitical boundaries may be mankind's best defense against an onslaught of social ills. Many companies have already joined the fray, launching ambitious global corporate citizenship programs designed to improve the quality of life in the communities and nations in which they operate. Their activities, the focus of this groundbreaking work, are precursors to a new age of enlightened capitalism, and their bold break with tradition is putting them now, more than ever, in the public eye."

The US is the world's largest capital market. Its withholding tax system is also the most complex. This book is essential reading for investors and intermediaries trying to comply with US QI and FATCA tax regulations. It guides the reader through these complex regulations with simple and practical insights into how to meet these compliance burdens.

The global custody product was conceived out of changes to United States pension law. Today, service providers act for clients in many countries worldwide, handling assets across 100 countries of investment. The range of services is ever more sophisticated. Measured by the value of assets held under custody, it is a multi trillion dollar industry.

Over $5 trillion will be spent on technology in the financial services sector in the next three years. While there are many books covering purely technical issues, this is one of the very few that look at the challenge of how to manage financial services technology in an area that under-pins almost every part of our global civilisation.

The New Global Regulatory Landscape provides a benchmark tool for financial intermediaries and Institutional Investors. Covering 24 international regulations across the UK, Europe, Asia/Pacific and the USA, the authors provide practical compliance tips for financial intermediaries and guidance on best practice for investors. The book highlights eight areas of critical overlap where regulatory requirements conflict and give rise to potential risk and liability. The authors use the historical perspective of some regulations to paint a picture of the future convergence of international regulation on data protection, corporate governance and tax.

In the third episode of the Nikolas and Company series, Nikolas's best friend, Xanthus, is slowly turning to stone, and all he can do is watch. The boy steward will have to take a stand against the Council of Teine, the wicked Sheriff Silas Gorringe, creepy orphanage keepers, a mischievous automaton arcade, a horde of blood-thirsty gorgons, and even his closest friends, to try and find a cure for Xanthus Kobayashi. Nikolas is in a race to save his best friend from the breath of the creature most foul.

Organizations today are using information technology to capture knowledge from experts and disseminate this knowledge to decision makers. Having the right information to the right person at the right time facilitates more effective and efficient decisions. This study uses Goodhue's (1998) Task-Technology Fit (TTF) theoretical model to evaluate an Expertise Transfer Forum (ETF) developed by the Oklahoma State University for the Defense Ammunition Center's quality assurance personnel. The preliminary findings suggest a good fit between the ETF and problem-solving tasks assigned to students in the DAC classroom environment. The participants also offered the following observations: " The ETF was more suited to the field environment because of the knowledge content " They would only use the ETF if they had a question they could not get the answer to " The ETF transcripts, videos, and nugget views were easy to use " There should be more training on the use of the ETF " Searching using the views was not as easy as a simple keyword search " Expert vetting would enhance the currency and trust in the knowledge " Interviewing instructors instead of and/or in addition to the field experts " Technical issues in this study included video buffering lag and some views that did not open Because of the small N and the specific nature of the ETF content, there was not enough statistical power to generalize our findings. Overall, the findings from this study suggest when populated with current and applicable knowledge, the ETF is a viable tool.