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Investor and Industry Perspectives on Investment Advisers and Broker-dealers (Paperback, New) Loot Price: R1,283
Discovery Miles 12 830
Repayment Terms: R120 pm x 12*
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Investor and Industry Perspectives on Investment Advisers and Broker-dealers (Paperback, New): Angela A. Hung, Noreen Clancy,...

Investor and Industry Perspectives on Investment Advisers and Broker-dealers (Paperback, New)

Angela A. Hung, Noreen Clancy, Jeff Dominitz, Eric Talley, Claude Berrebi, Farrukh Suvankulov

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Loot Price R1,283 Discovery Miles 12 830 | Repayment Terms: R120 pm x 12*

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In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investment adviser provides advice to others regarding securities. Different laws regulate each type of professional, but boundaries have blurred. This report examines current business practices and investor understanding of each type.This report examines current practices and investor understanding of broker-dealers, and investment advisers - two distinct types of financial professionals whose boundaries have blurred in recent decades.

General

Imprint: Rand
Country of origin: United States
Release date: March 2008
First published: March 2008
Authors: Angela A. Hung • Noreen Clancy • Jeff Dominitz • Eric Talley • Claude Berrebi • Farrukh Suvankulov
Dimensions: 282 x 220 x 17mm (L x W x T)
Format: Paperback - Trade
Pages: 228
Edition: New
ISBN-13: 978-0-8330-4403-7
Categories: Books > Business & Economics > Finance & accounting > Finance > Investment & securities > General
Books > Money & Finance > Investment & securities > General
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LSN: 0-8330-4403-6
Barcode: 9780833044037

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