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Compliance Im Wertpapierdienst-Leistungskonzern (Hardcover, Reprint 2011) Loot Price: R5,113
Discovery Miles 51 130
Repayment Terms: R479 pm x 12*
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Compliance Im Wertpapierdienst-Leistungskonzern (Hardcover, Reprint 2011): Thomas Losler

Compliance Im Wertpapierdienst-Leistungskonzern (Hardcover, Reprint 2011)

Thomas Losler

Series: Schriftenreihe der bankrechtlichen vereinigung, 21

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Loot Price R5,113 Discovery Miles 51 130 | Repayment Terms: R479 pm x 12*

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Credit and financial services institutions are obliged to ensure that laws, regulations and practices in securities operations are abided by, especially conflicts of interest are avoided and insider information are not disclosed dishonestly - summarized under the term Compliance according to article 33 section 1 1WpHG (German Securities Trading Law). The author answers questions resulting from this obligation with a dogmatic foundation and makes fundamental proposals for contemporary Compliance practice.

General

Imprint: Rechtswissenschaften de Gruyter Verlags-GmbH
Country of origin: Germany
Series: Schriftenreihe der bankrechtlichen vereinigung, 21
Release date: April 2003
First published: April 2003
Authors: Thomas Losler
Dimensions: 234 x 156 x 21mm (L x W x T)
Format: Hardcover
Pages: 315
Edition: Reprint 2011
ISBN-13: 978-3-89949-046-6
Categories: Books > Law > General
Books > Business & Economics > Finance & accounting > Finance > Investment & securities > General
Books > Money & Finance > Investment & securities > General
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LSN: 3-89949-046-0
Barcode: 9783899490466

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