At the time of ?nalising this second volume of the ?Yearbook on Space Policy? which covers the period mid-2007 to mid-2008, Europe is as visible and strong in the area of space activities as never before. Its space probes are present on the Moon, around Mars, and on Saturn's Moon Titan, and are chasing asteroids and comets; Ariane V is the most successful commercial launch vehicle; and more and more European space applications satellites are in operation. Finally, with the successful launch of the Columbus Orbital Facility (COF) - the most prominent highlight of this period which is also depicted on the cover of this Yearbook - and the ?rst Automated Transfer Vehicle (ATV), Europe has become a decisive player in human space?ight. This is accompanied by new policy initiatives on the ministerial level which have been bringing the European Space Agency and the European Union steadily closer. Europe's outstanding development and positioning in the space ?eld is based not only on Europe's successful engineering and scienti?c capabilities and capacities, but also on the forceful political determination of all European actors to maintain and even further their engagement in the use of outer space. And it is this political determination which provides the focus for this ?Yearbook on Space Policy?. The Yearbook describes and analyses the contexts and contents of space policy. Its primary ?eld of investigation is Europe, but it also covers the whole range of global space activities and their in?uence on European endeavours.

Development is challenged by, at least until 2050, a strong population, more severe environmental strains, growing mobility, and dwindling energy resources. All these factors will lead to serious consequences for humankind. Inadequate agricultural resources, water supply and non renewable energy sources, epidemics, climate change, and natural disasters will further heavily impact human life. The European Space Policy Institute (ESPI) sheds a new light on threats, risks and sustainability by combining approaches from various disciplines. It analyzes what could be the contribution of space tools to predict, manage and mitigate those threats. It aims at demonstrating that space is not a niche but has become an overarching tool in solving today's problems.

Spacepolicyisanissueareaofparticularstrategicrelevance. Itreceivesaconstantly growingattentionbynationalgovernmentsandtheEuropeanUnion. Ittouches numerousimportantareaslikesecurity,science,technology,knowledge,infor- tion,mobility,environmentorresourcemanagement,tonameonlyafew. Through this,spacepolicydrawsfrombutalsodrivesthemostdecisiveaspectsofmodern society. Anillustrationforthisstatementcanbegivenwithabrieflookonrecent developmentsinspacepolicy. InparticulartheadoptionoftheEuropeanSpace PolicyinMay2007,whichhadbeenjointlypreparedbytheEuropeanSpaceAgency andtheEuropeanCommission,doeshaveatremendousimpactonareasbene?ting fromspaceapplications,likeclimateresearch,disastermanagementorresource management. TheEuropeanSpacePolicywillalsopushareaslikenavigationor telecommunications,whichareattheheartoftheknowledgesocietyandtheme- issueofmobility. Atthesametime,securityinallitsfacetsisgrowinglydependingon theuseofspacecapabilitiesandspacepolicymakinghasstartedtore?ectthis. Onthe globallevel,theinitiativesforroboticandhumanspaceexplorationgainmoreand moreprominenceandwithactorslikeChina,arenaissanceofspaceasastrategictool forinternationalprestigeandin?uencecanbeobserved. Thecharacterofspacepolicyandthedynamisminthis?eldanditsrelatedareas makeitappropriateandevennecessarytosurveythis?eldonacontinuousbasiswith ahighstandard. ThisreasoningwasthebasisfortheinitiativebytheEuropeanSpace PolicyInstitute(ESPI)topreparetheYearbookonSpacePolicy. TheYearbookis intended to become the reference publication for the analysis of space policy developments. ThescopeisglobalbuttheperspectiveisEuropean. Thiscoincides withESPI?smissiontobethefocalpointforEuropeanresearchinthe?eldofspace policyasprovidedforbythedecisionoftheCounciloftheEuropeanSpaceAgency tofoundESPI. Asathinktank,ESPIhastoprovideinformationandanalysisandto contributefacilitating the decision-making process. The Yearbook isaimed to becomea?agshipinESPI?sproductlineapproachingthisgoal. Theaspirationis thattheYearbookonSpacePolicymaygainthestatureofcomparableyearbooksin internationalrelationsbyleadingthinktanksaroundtheworld. TheYearbookonSpacePolicyhasanumberofspeci?cfeatures. Thereporting periodwillusuallybefromJulytoJune,leadingtoitspublicationinthebeginningof thefollowingyear. Forthis?rstedition,thereportingperiodwassettostartearlier (from1January2006)butstopatthetypicaldate(30June2007). Thisservesthe purposetocoverthewholeyear2006. TheYearbookwillhavethreeparts. The?rst partispreparedbyESPIandprovidesasystematicanalysisofthemainspace v Preface activitiesintheglobalpoliticalcontext. Itcontainsapresentationofthemajor developmentsinspacepolicies,programmesandtechnologiesaroundtheworld. In thesecondpart,usuallyaroundtenprominentresearcherscontributearticlesto speci?ctopicsofparticularrelevance. Inthiseditiontheyarerelatedtoinitiativesand decisionsinEuropeanspacepolicies -asindicatedinthisyear?smottoofthe Yearbook-Spacepolicyisanissueareaofparticularstrategicrelevance. Itreceivesaconstantly growingattentionbynationalgovernmentsandtheEuropeanUnion. Ittouches numerousimportantareaslikesecurity,science,technology,knowledge,infor- tion,mobility,environmentorresourcemanagement,tonameonlyafew. Through this,spacepolicydrawsfrombutalsodrivesthemostdecisiveaspectsofmodern society. Anillustrationforthisstatementcanbegivenwithabrieflookonrecent developmentsinspacepolicy. InparticulartheadoptionoftheEuropeanSpace PolicyinMay2007,whichhadbeenjointlypreparedbytheEuropeanSpaceAgency andtheEuropeanCommission,doeshaveatremendousimpactonareasbene?ting fromspaceapplications,likeclimateresearch,disastermanagementorresource management. TheEuropeanSpacePolicywillalsopushareaslikenavigationor telecommunications,whichareattheheartoftheknowledgesocietyandtheme- issueofmobility. Atthesametime,securityinallitsfacetsisgrowinglydependingon theuseofspacecapabilitiesandspacepolicymakinghasstartedtore?ectthis. Onthe globallevel,theinitiativesforroboticandhumanspaceexplorationgainmoreand moreprominenceandwithactorslikeChina,arenaissanceofspaceasastrategictool forinternationalprestigeandin?uencecanbeobserved. Thecharacterofspacepolicyandthedynamisminthis?eldanditsrelatedareas makeitappropriateandevennecessarytosurveythis?eldonacontinuousbasiswith ahighstandard. ThisreasoningwasthebasisfortheinitiativebytheEuropeanSpace PolicyInstitute(ESPI)topreparetheYearbookonSpacePolicy. TheYearbookis intended to become the reference publication for the analysis of space policy developments. ThescopeisglobalbuttheperspectiveisEuropean. Thiscoincides withESPI?smissiontobethefocalpointforEuropeanresearchinthe?eldofspace policyasprovidedforbythedecisionoftheCounciloftheEuropeanSpaceAgency tofoundESPI. Asathinktank,ESPIhastoprovideinformationandanalysisandto contributefacilitating the decision-making process. The Yearbook isaimed to becomea?agshipinESPI? sproductlineapproachingthisgoal. Theaspirationis thattheYearbookonSpacePolicymaygainthestatureofcomparableyearbooksin internationalrelationsbyleadingthinktanksaroundtheworld. TheYearbookonSpacePolicyhasanumberofspeci?cfeatures. Thereporting periodwillusuallybefromJulytoJune,leadingtoitspublicationinthebeginningof thefollowingyear. Forthis?rstedition,thereportingperiodwassettostartearlier (from1January2006)butstopatthetypicaldate(30June2007). Thisservesthe purposetocoverthewholeyear2006. TheYearbookwillhavethreeparts. The?rst partispreparedbyESPIandprovidesasystematicanalysisofthemainspace v Preface activitiesintheglobalpoliticalcontext. Itcontainsapresentationofthemajor developmentsinspacepolicies,programmesandtechnologiesaroundtheworld. In thesecondpart,usuallyaroundtenprominentresearcherscontributearticlesto speci?ctopicsofparticularrelevance. Inthiseditiontheyarerelatedtoinitiativesand decisionsinEuropeanspacepolicies -asindicatedinthisyear?smottoofthe Yearbook-butalsoglobalissuesliketherecentChineseantisatellitetestorthenew Japanesespaceregulation. ThethirdpartoftheYearbook,againpreparedbyESPI, contains a unique compilation of important facts and ?gures. It includes achronology,anoverviewonspaceactivitiesinselectedcountriesandabibliography. TheprojectofacomprehensiveYearbookrequiresthecooperationofthewhole community. ThisiswhyESPI?sworkforthispublicationiscomplementedbythe contributionsofexternalauthorsprovidingtheirexceptionalinsightsandexperiences. ThesecontributorsfromalloverEuropearetheleadingacademicexpertsmainlybased inthinktanksanduniversityinstituteswhilesomearealsoassociatedwithspace agenciesorworkinindustryorresearchanddevelopment. Theyarepartofthe EuropeanSpacePolicyResearchandAcademicNetwork(ESPRAN)coordinatedby ESPI. ItisimportanttomentionthatalsoexpertsfromoutsideEuropecanbepartof thisnetwork. ThisishighlightedbythecontributionofJohnLogsdon(George WashingtonUniversity,WashingtonDC),oneofthedoyensinspacepolicyresearch. InvolvedinthisendeavourisalsoanEditorialAdvisoryBoard,composedofthe membersofESPI?sAdvisoryCouncil. Allthisaimsatsecuringtheacademicqualityof theYearbookanditsaimtobecomearelevantsourceofinformationandanalysis. AnimportantelementofthesuccessofsuchaninitiativelikethisYearbookisthe mediumofitspresentation. ESPIisextremelypleasedthatSpringerWienNewYork wasfromtheoutsetverymuchinterestedinthisproject. Throughtheexcellent collaborationwithSpringer?sSilviaSchilgeriusthechallengesofa?rsteditionfor suchaYearbookseriesweremasteredwithgreatease. CooperationbetweenESPI andSpringerWienNewYorkisintendedtointensifyfurtherwithadedicatedbook seriesonspacepolicy. TheseperspectiveswereadditionalmotivationforESPI?s editorialteamforthis?rsteditionoftheYearbook,whereNicolasPeterauthored Part1,CharlotteMathieueditedPart2andCharlotteMathieuandBlandina BaranespreparedPart3. Valuablecontributionsandsupportwereprovidedinthe earlyplanningphasebySergePlattardandintheeditorialphasebyPierre-Henri Pisani,JulieAbouYehiaandTimSkurbaty. Itiswithgreatcon?dencethatwebring this Yearbook to the attention of decision makers, professionals in industry, researchandsciencedealingwithspaceactivitiesandinternationalrelationsand alsotothebroaderpublic,whichintendstounderstandthepoliciesbehindoneof themostimportantandfascinatingprovincesofmodernsociety:space! Kai-UweSchrogl,CharlotteMathieu,NicolasPeter ESPIeditorialteam vi Tableofcontents Tableofcontents Listofacronyms...xiv Listof?guresandtables ...xxii PART1 TheYearinSpace2006/2007 Chapter1. Europeanspaceactivitiesintheglobal context. NicolasPeter 1. Geopoliticaltrends ...2 1. 1. Globaleconomicoutlook ...2 1. 2. Politicaldevelopmentsin2006/2007...3 1. 2. 1. Europe ...3 1. 2. 2. UnitedStates...4 1. 2. 3. Russia...5 1. 2. 4. Japan...5 1. 2. 5. China...6 1. 2. 6. India...7 1. 3. Internationalsecurity...7 1. 4. Majorhighlightsinscienti?cactivitiesandresearch ...8 1. 5. Mainscienceandtechnologyindicators relevanttospace activities...11 1. 5. 1. Scienceandtechnologyinputs ...11 1. 5. 2. Scienceandtechnologyoutputs...13 2. Worldwidespacepoliciesandstrategies ...16 2. 1. TheUnitedNationssystem...16 2. 1. 1. UnitedNationsGeneralAssemblycommittees...18 2. 1. 2. OtherUnitedNationsbodiesandorgans...

Development is challenged by, at least until 2050, a strong population, more severe environmental strains, growing mobility, and dwindling energy resources. All these factors will lead to serious consequences for humankind. Inadequate agricultural resources, water supply and non renewable energy sources, epidemics, climate change, and natural disasters will further heavily impact human life. The European Space Policy Institute (ESPI) sheds a new light on threats, risks and sustainability by combining approaches from various disciplines. It analyzes what could be the contribution of space tools to predict, manage and mitigate those threats. It aims at demonstrating that space is not a niche but has become an overarching tool in solving today 's problems.

At the time of ?nalising this second volume of the ?Yearbook on Space Policy? which covers the period mid-2007 to mid-2008, Europe is as visible and strong in the area of space activities as never before. Its space probes are present on the Moon, around Mars, and on Saturn's Moon Titan, and are chasing asteroids and comets; Ariane V is the most successful commercial launch vehicle; and more and more European space applications satellites are in operation. Finally, with the successful launch of the Columbus Orbital Facility (COF) - the most prominent highlight of this period which is also depicted on the cover of this Yearbook - and the ?rst Automated Transfer Vehicle (ATV), Europe has become a decisive player in human space?ight. This is accompanied by new policy initiatives on the ministerial level which have been bringing the European Space Agency and the European Union steadily closer. Europe's outstanding development and positioning in the space ?eld is based not only on Europe's successful engineering and scienti?c capabilities and capacities, but also on the forceful political determination of all European actors to maintain and even further their engagement in the use of outer space. And it is this political determination which provides the focus for this ?Yearbook on Space Policy?. The Yearbook describes and analyses the contexts and contents of space policy. Its primary ?eld of investigation is Europe, but it also covers the whole range of global space activities and their in?uence on European endeavours.

Spacepolicyisanissueareaofparticularstrategicrelevance. Itreceivesaconstantly growingattentionbynationalgovernmentsandtheEuropeanUnion. Ittouches numerousimportantareaslikesecurity,science,technology,knowledge,infor- tion,mobility,environmentorresourcemanagement,tonameonlyafew. Through this,spacepolicydrawsfrombutalsodrivesthemostdecisiveaspectsofmodern society. Anillustrationforthisstatementcanbegivenwithabrieflookonrecent developmentsinspacepolicy. InparticulartheadoptionoftheEuropeanSpace PolicyinMay2007,whichhadbeenjointlypreparedbytheEuropeanSpaceAgency andtheEuropeanCommission,doeshaveatremendousimpactonareasbene?ting fromspaceapplications,likeclimateresearch,disastermanagementorresource management. TheEuropeanSpacePolicywillalsopushareaslikenavigationor telecommunications,whichareattheheartoftheknowledgesocietyandtheme- issueofmobility. Atthesametime,securityinallitsfacetsisgrowinglydependingon theuseofspacecapabilitiesandspacepolicymakinghasstartedtore?ectthis. Onthe globallevel,theinitiativesforroboticandhumanspaceexplorationgainmoreand moreprominenceandwithactorslikeChina,arenaissanceofspaceasastrategictool forinternationalprestigeandin?uencecanbeobserved. Thecharacterofspacepolicyandthedynamisminthis?eldanditsrelatedareas makeitappropriateandevennecessarytosurveythis?eldonacontinuousbasiswith ahighstandard. ThisreasoningwasthebasisfortheinitiativebytheEuropeanSpace PolicyInstitute(ESPI)topreparetheYearbookonSpacePolicy. TheYearbookis intended to become the reference publication for the analysis of space policy developments. ThescopeisglobalbuttheperspectiveisEuropean. Thiscoincides withESPI?smissiontobethefocalpointforEuropeanresearchinthe?eldofspace policyasprovidedforbythedecisionoftheCounciloftheEuropeanSpaceAgency tofoundESPI. Asathinktank,ESPIhastoprovideinformationandanalysisandto contributefacilitating the decision-making process. The Yearbook isaimed to becomea?agshipinESPI?sproductlineapproachingthisgoal. Theaspirationis thattheYearbookonSpacePolicymaygainthestatureofcomparableyearbooksin internationalrelationsbyleadingthinktanksaroundtheworld. TheYearbookonSpacePolicyhasanumberofspeci?cfeatures. Thereporting periodwillusuallybefromJulytoJune,leadingtoitspublicationinthebeginningof thefollowingyear. Forthis?rstedition,thereportingperiodwassettostartearlier (from1January2006)butstopatthetypicaldate(30June2007). Thisservesthe purposetocoverthewholeyear2006. TheYearbookwillhavethreeparts. The?rst partispreparedbyESPIandprovidesasystematicanalysisofthemainspace v Preface activitiesintheglobalpoliticalcontext. Itcontainsapresentationofthemajor developmentsinspacepolicies,programmesandtechnologiesaroundtheworld. In thesecondpart,usuallyaroundtenprominentresearcherscontributearticlesto speci?ctopicsofparticularrelevance. Inthiseditiontheyarerelatedtoinitiativesand decisionsinEuropeanspacepolicies -asindicatedinthisyear?smottoofthe Yearbook-Spacepolicyisanissueareaofparticularstrategicrelevance. Itreceivesaconstantly growingattentionbynationalgovernmentsandtheEuropeanUnion. Ittouches numerousimportantareaslikesecurity,science,technology,knowledge,infor- tion,mobility,environmentorresourcemanagement,tonameonlyafew. Through this,spacepolicydrawsfrombutalsodrivesthemostdecisiveaspectsofmodern society. Anillustrationforthisstatementcanbegivenwithabrieflookonrecent developmentsinspacepolicy. InparticulartheadoptionoftheEuropeanSpace PolicyinMay2007,whichhadbeenjointlypreparedbytheEuropeanSpaceAgency andtheEuropeanCommission,doeshaveatremendousimpactonareasbene?ting fromspaceapplications,likeclimateresearch,disastermanagementorresource management. TheEuropeanSpacePolicywillalsopushareaslikenavigationor telecommunications,whichareattheheartoftheknowledgesocietyandtheme- issueofmobility. Atthesametime,securityinallitsfacetsisgrowinglydependingon theuseofspacecapabilitiesandspacepolicymakinghasstartedtore?ectthis. Onthe globallevel,theinitiativesforroboticandhumanspaceexplorationgainmoreand moreprominenceandwithactorslikeChina,arenaissanceofspaceasastrategictool forinternationalprestigeandin?uencecanbeobserved. Thecharacterofspacepolicyandthedynamisminthis?eldanditsrelatedareas makeitappropriateandevennecessarytosurveythis?eldonacontinuousbasiswith ahighstandard. ThisreasoningwasthebasisfortheinitiativebytheEuropeanSpace PolicyInstitute(ESPI)topreparetheYearbookonSpacePolicy. TheYearbookis intended to become the reference publication for the analysis of space policy developments. ThescopeisglobalbuttheperspectiveisEuropean. Thiscoincides withESPI?smissiontobethefocalpointforEuropeanresearchinthe?eldofspace policyasprovidedforbythedecisionoftheCounciloftheEuropeanSpaceAgency tofoundESPI. Asathinktank,ESPIhastoprovideinformationandanalysisandto contributefacilitating the decision-making process. The Yearbook isaimed to becomea?agshipinESPI? sproductlineapproachingthisgoal. Theaspirationis thattheYearbookonSpacePolicymaygainthestatureofcomparableyearbooksin internationalrelationsbyleadingthinktanksaroundtheworld. TheYearbookonSpacePolicyhasanumberofspeci?cfeatures. Thereporting periodwillusuallybefromJulytoJune,leadingtoitspublicationinthebeginningof thefollowingyear. Forthis?rstedition,thereportingperiodwassettostartearlier (from1January2006)butstopatthetypicaldate(30June2007). Thisservesthe purposetocoverthewholeyear2006. TheYearbookwillhavethreeparts. The?rst partispreparedbyESPIandprovidesasystematicanalysisofthemainspace v Preface activitiesintheglobalpoliticalcontext. Itcontainsapresentationofthemajor developmentsinspacepolicies,programmesandtechnologiesaroundtheworld. In thesecondpart,usuallyaroundtenprominentresearcherscontributearticlesto speci?ctopicsofparticularrelevance. Inthiseditiontheyarerelatedtoinitiativesand decisionsinEuropeanspacepolicies -asindicatedinthisyear?smottoofthe Yearbook-butalsoglobalissuesliketherecentChineseantisatellitetestorthenew Japanesespaceregulation. ThethirdpartoftheYearbook,againpreparedbyESPI, contains a unique compilation of important facts and ?gures. It includes achronology,anoverviewonspaceactivitiesinselectedcountriesandabibliography. TheprojectofacomprehensiveYearbookrequiresthecooperationofthewhole community. ThisiswhyESPI?sworkforthispublicationiscomplementedbythe contributionsofexternalauthorsprovidingtheirexceptionalinsightsandexperiences. ThesecontributorsfromalloverEuropearetheleadingacademicexpertsmainlybased inthinktanksanduniversityinstituteswhilesomearealsoassociatedwithspace agenciesorworkinindustryorresearchanddevelopment. Theyarepartofthe EuropeanSpacePolicyResearchandAcademicNetwork(ESPRAN)coordinatedby ESPI. ItisimportanttomentionthatalsoexpertsfromoutsideEuropecanbepartof thisnetwork. ThisishighlightedbythecontributionofJohnLogsdon(George WashingtonUniversity,WashingtonDC),oneofthedoyensinspacepolicyresearch. InvolvedinthisendeavourisalsoanEditorialAdvisoryBoard,composedofthe membersofESPI?sAdvisoryCouncil. Allthisaimsatsecuringtheacademicqualityof theYearbookanditsaimtobecomearelevantsourceofinformationandanalysis. AnimportantelementofthesuccessofsuchaninitiativelikethisYearbookisthe mediumofitspresentation. ESPIisextremelypleasedthatSpringerWienNewYork wasfromtheoutsetverymuchinterestedinthisproject. Throughtheexcellent collaborationwithSpringer?sSilviaSchilgeriusthechallengesofa?rsteditionfor suchaYearbookseriesweremasteredwithgreatease. CooperationbetweenESPI andSpringerWienNewYorkisintendedtointensifyfurtherwithadedicatedbook seriesonspacepolicy. TheseperspectiveswereadditionalmotivationforESPI?s editorialteamforthis?rsteditionoftheYearbook,whereNicolasPeterauthored Part1,CharlotteMathieueditedPart2andCharlotteMathieuandBlandina BaranespreparedPart3. Valuablecontributionsandsupportwereprovidedinthe earlyplanningphasebySergePlattardandintheeditorialphasebyPierre-Henri Pisani,JulieAbouYehiaandTimSkurbaty. Itiswithgreatcon?dencethatwebring this Yearbook to the attention of decision makers, professionals in industry, researchandsciencedealingwithspaceactivitiesandinternationalrelationsand alsotothebroaderpublic,whichintendstounderstandthepoliciesbehindoneof themostimportantandfascinatingprovincesofmodernsociety:space! Kai-UweSchrogl,CharlotteMathieu,NicolasPeter ESPIeditorialteam vi Tableofcontents Tableofcontents Listofacronyms...xiv Listof?guresandtables ...xxii PART1 TheYearinSpace2006/2007 Chapter1. Europeanspaceactivitiesintheglobal context. NicolasPeter 1. Geopoliticaltrends ...2 1. 1. Globaleconomicoutlook ...2 1. 2. Politicaldevelopmentsin2006/2007...3 1. 2. 1. Europe ...3 1. 2. 2. UnitedStates...4 1. 2. 3. Russia...5 1. 2. 4. Japan...5 1. 2. 5. China...6 1. 2. 6. India...7 1. 3. Internationalsecurity...7 1. 4. Majorhighlightsinscienti?cactivitiesandresearch ...8 1. 5. Mainscienceandtechnologyindicators relevanttospace activities...11 1. 5. 1. Scienceandtechnologyinputs ...11 1. 5. 2. Scienceandtechnologyoutputs...13 2. Worldwidespacepoliciesandstrategies ...16 2. 1. TheUnitedNationssystem...16 2. 1. 1. UnitedNationsGeneralAssemblycommittees...18 2. 1. 2. OtherUnitedNationsbodiesandorgans...