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not lie in the conceptual distinctions but in the perceived
functions of metaphors and whether in the concrete case they are
judged positive or negative. The ongoing debates reflect these
concerns quite clearly~ namely that metaphors are judged on the
basis of supposed dangers they pose and opportunities they offer.
These are the criteria of evaluation that are obviously dependent
on the context in which the transfer of meaning occurs. Our
fundamental concern is indeed the transfer itself~ its prospects
and its limits. Looking at possible functions of metaphors is one
approach to under standing and elucidating sentiments about them.
The papers in this volume illustrate, by quite different examples,
three basic functions of metaphors: illustrative, heuristic~ and
constitutive. These functions rep resent different degrees of
transfer of meaning. Metaphors are illustrative when they are used
primarily as a literary device, to increase the power of conviction
of an argument, for example. Although the difference between the
illustrative and the heuristic function of metaphors is not great,
it does exist: metaphors are used for heuristic purposes whenever
"differences" of meaning are employed to open new perspectives and
to gain new insights. In the case of "constitutive" metaphors they
function to actually replace previous meanings by new ones. Sabine
Maasen in her paper introduces the distinction between transfer and
transforma tion.
That concern about human genetics is at the top of many lists of
issues requiring intense discussion from scientific, political,
social, and ethical points of view is today no surprise. It was in
the spirit of attempting to establish the basis for intelligent
discussion of the issues involved that a group of us gathered at a
meeting of the International Society for the History, Philosophy,
and Social Studies of Biology in the Summer of 1995 at Brandeis
University and began an exploration of these questions in earlier
versions of the papers presented here. Our aim was to cross
disciplines and jump national boundaries, to be catholic in the
methods and approaches taken, and to bring before readers
interested in the emerging issues of human genetics well-reasoned,
informative, and provocative papers. The initial conference and
elements of the editorial work which have followed were generously
supported by the Stifterverband fUr die Deutsche Wissenschaft. We
thank Professor Peter Weingart of Bielefeld University for his
assistance in gaining this support. As Editors, we thank the
anonymous readers who commented upon and critiqued many of the
papers and in tum made each paper a more valuable contribution. We
also thank the authors for their understanding and patience.
Michael Fortnn Everett Mendelsohn Cambridge, MA September 1998 vii
INTRODUCTION In 1986, the annual symposium at the venerable Cold
Spring Harbor laboratories was devoted to the "Molecular Biology of
Homo sapiens.
Anthropological approaches to the sciences have developed as part
of a broader tradition concerned about the place of the sciences in
today's world and in some basic sense concerned with questions
about the legitimacy of the sciences. In the years since the second
World War, we have seen the emergence of a number of different
attempts both to analyze and to cope with the successes of the
sciences, their broad penetration into social life, and the sense
of problem and crisis that they have projected. Among the of
movements concerned about the earlier responses were the
development social responsibility of scientists and technological
practitioners. There is little doubt that this was a direct
outgrowth of the role of science in the war epitomized by the
successful construction and catastrophic use of the atomic bomb.
The recognition of the deep social utility of science, and
especially its role as an instrument of war, fostered curiosity
about the earlier develop ment of scientific disciplines and
institutional forms. The history of science as an explicit
diSCipline with full-time practitioners can be seen as an attempt
to locate science in temporal space - first in its intellectual
form and second ly in its institutional or social form. The
sociology of science, while certainly having roots in the pre-war
work of Robert K."
Just fifty years ago Julian Huxley, the biologist grandson of
Thomas Henry Huxley, published a book which easily could be seen to
represent the prevail ing outlook among young scientists of the
day: If I were a Dictator (1934). The outlook is optimistic, the
tone playfully rational, the intent clear - allow science a free
hand and through rational planning it could bring order out of the
surrounding social chaos. He complained, however: At the moment,
science is for most part either an intellectual luxury or the paid
servant of capitalist industry or the nationalist state. When it
and its results cannot be fitted into the existing framework, it
and they are ignored; and furthermore the structure of scientific
research is grossly lopsided, with over-emphasis on some kinds of
science and partial or entire neglect of others. (pp. 83-84) All
this the scientist dictator would set right. A new era of
scientific human ism would provide alternative visions to the
traditional religions with their Gods and the civic religions such
as Nazism and fascism. Science in Huxley's version carries in it
the twin impulses of the utopian imagination - Power and Order. Of
course, it was exactly this vision of science which led that other
grand son of Thomas Henry Huxley, the writer Aldous Huxley, to
portray scientific discovery as potentially subversive and
scientific practice as ultimately en slaving."
HOWARD P. SEGAL, FOR THE EDITORS In November 1979 the Humanities
Department of the University of Michi gan's College of Engineering
sponsored a symposium on ''Technology and Pessimism. " The
symposium included scholars from a variety of fields and carefully
balanced critics and defenders of modern technology, broadly
defined. Although by this point it was hardly revolutionary to
suggest that technology was no longer automatically equated with
optimism and in turn with unceasing social advance, the idea of
linking technology so explicitly with pessimism was bound to
attract attention. Among others, John Noble Wilford, a New York
Times science and technology correspondent, not only covered the
symposium but also wrote about it at length in the Times the
following week. As Wilford observed, "Whatever their disagreements,
the participants agreed that a mood of pessimism is overtaking and
may have already displaced the old optimistic view of history as a
steady and cumulative expansion of human power, the idea of
inevitable progress born in the Scientific and Industrial Rev
olutions and dominant in the 19th century and for at least the
first half of this century. " Such pessimism, he continued, "is fed
by growing doubts about soci ety's ability to rein in the seemingly
runaway forces of technology, though the participants conceded that
in many instances technology was more the symbol than the substance
of the problem."
not lie in the conceptual distinctions but in the perceived
functions of metaphors and whether in the concrete case they are
judged positive or negative. The ongoing debates reflect these
concerns quite clearly~ namely that metaphors are judged on the
basis of supposed dangers they pose and opportunities they offer.
These are the criteria of evaluation that are obviously dependent
on the context in which the transfer of meaning occurs. Our
fundamental concern is indeed the transfer itself~ its prospects
and its limits. Looking at possible functions of metaphors is one
approach to under standing and elucidating sentiments about them.
The papers in this volume illustrate, by quite different examples,
three basic functions of metaphors: illustrative, heuristic~ and
constitutive. These functions rep resent different degrees of
transfer of meaning. Metaphors are illustrative when they are used
primarily as a literary device, to increase the power of conviction
of an argument, for example. Although the difference between the
illustrative and the heuristic function of metaphors is not great,
it does exist: metaphors are used for heuristic purposes whenever
"differences" of meaning are employed to open new perspectives and
to gain new insights. In the case of "constitutive" metaphors they
function to actually replace previous meanings by new ones. Sabine
Maasen in her paper introduces the distinction between transfer and
transforma tion.
Just fifty years ago Julian Huxley, the biologist grandson of
Thomas Henry Huxley, published a book which easily could be seen to
represent the prevail ing outlook among young scientists of the
day: If I were a Dictator (1934). The outlook is optimistic, the
tone playfully rational, the intent clear - allow science a free
hand and through rational planning it could bring order out of the
surrounding social chaos. He complained, however: At the moment,
science is for most part either an intellectual luxury or the paid
servant of capitalist industry or the nationalist state. When it
and its results cannot be fitted into the existing framework, it
and they are ignored; and furthermore the structure of scientific
research is grossly lopsided, with over-emphasis on some kinds of
science and partial or entire neglect of others. (pp. 83-84) All
this the scientist dictator would set right. A new era of
scientific human ism would provide alternative visions to the
traditional religions with their Gods and the civic religions such
as Nazism and fascism. Science in Huxley's version carries in it
the twin impulses of the utopian imagination - Power and Order. Of
course, it was exactly this vision of science which led that other
grand son of Thomas Henry Huxley, the writer Aldous Huxley, to
portray scientific discovery as potentially subversive and
scientific practice as ultimately en slaving."
Anthropological approaches to the sciences have developed as part
of a broader tradition concerned about the place of the sciences in
today's world and in some basic sense concerned with questions
about the legitimacy of the sciences. In the years since the second
World War, we have seen the emergence of a number of different
attempts both to analyze and to cope with the successes of the
sciences, their broad penetration into social life, and the sense
of problem and crisis that they have projected. Among the of
movements concerned about the earlier responses were the
development social responsibility of scientists and technological
practitioners. There is little doubt that this was a direct
outgrowth of the role of science in the war epitomized by the
successful construction and catastrophic use of the atomic bomb.
The recognition of the deep social utility of science, and
especially its role as an instrument of war, fostered curiosity
about the earlier develop ment of scientific disciplines and
institutional forms. The history of science as an explicit
diSCipline with full-time practitioners can be seen as an attempt
to locate science in temporal space - first in its intellectual
form and second ly in its institutional or social form. The
sociology of science, while certainly having roots in the pre-war
work of Robert K."
That concern about human genetics is at the top of many lists of
issues requiring intense discussion from scientific, political,
social, and ethical points of view is today no surprise. It was in
the spirit of attempting to establish the basis for intelligent
discussion of the issues involved that a group of us gathered at a
meeting of the International Society for the History, Philosophy,
and Social Studies of Biology in the Summer of 1995 at Brandeis
University and began an exploration of these questions in earlier
versions of the papers presented here. Our aim was to cross
disciplines and jump national boundaries, to be catholic in the
methods and approaches taken, and to bring before readers
interested in the emerging issues of human genetics well-reasoned,
informative, and provocative papers. The initial conference and
elements of the editorial work which have followed were generously
supported by the Stifterverband fUr die Deutsche Wissenschaft. We
thank Professor Peter Weingart of Bielefeld University for his
assistance in gaining this support. As Editors, we thank the
anonymous readers who commented upon and critiqued many of the
papers and in tum made each paper a more valuable contribution. We
also thank the authors for their understanding and patience.
Michael Fortnn Everett Mendelsohn Cambridge, MA September 1998 vii
INTRODUCTION In 1986, the annual symposium at the venerable Cold
Spring Harbor laboratories was devoted to the "Molecular Biology of
Homo sapiens.
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