The Regulation of Financial Planning in Australia - Current Practice, Issues and Empirical Analysis (Hardcover)

This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model, as specified in the Commonwealth Corporations Act 2001. The book rectifies the deficiency in scholarly attention to this matter by developing a new conceptualised framework for the financial planning discipline. It takes into account theories in agency, legislation, legitimacy and the independent individual regulatory regimes in other professions; thereafter integrating this framework with the financial planning theory to examine the legitimacy, or what was found to be the illegitimacy of licensing advisers via multiple third party conflicted commercially oriented licensees. This book makes a very useful reference to understanding financial planning licencing model in Australia.

General

Imprint:	Routledge
Country of origin:	United Kingdom
Series:	Banking, Money and International Finance
Release date:	September 2019
First published:	2020
Authors:	Angelique Nadia Sweetman McInnes
Dimensions:	234 x 156 x 25mm (L x W x T)
Format:	Hardcover
Pages:	350
ISBN-13:	978-0-367-14997-0
Categories:	Books > Business & Economics > Finance & accounting > Accounting > Financial accounting Books > Business & Economics > Finance & accounting > Accounting > Management accounting Books > Business & Economics > Finance & accounting > Accounting > Financial reporting, financial statements Books > Business & Economics > Finance & accounting > Finance > Banking Books > Business & Economics > Finance & accounting > Finance > Credit & credit institutions Books > Business & Economics > Finance & accounting > Finance > Investment & securities > General Books > Money & Finance > Banking Books > Money & Finance > Credit & credit institutions Books > Money & Finance > Investment & securities > General
LSN:	0-367-14997-4
Barcode:	9780367149970

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