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Jona (Paperback)
Trinity Taylor Davis
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R376
R353
Discovery Miles 3 530
Save R23 (6%)
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Ships in 10 - 15 working days
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Consumers are increasingly turning for help to financial
planners--individuals who help clients meet their financial goals
by providing assistance with such things as selecting investments
and insurance products, and managing tax and estate planning. This
book examines how financial planners, investment advisers and
broker-dealers are regulated and overseen at the federal and state
levels; what is known about the effectiveness of this regulation;
and the advantages and disadvantages of alternative regulatory
approaches.
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