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Essential Strategies for Financial Services Compliance 2e (Hardcover, 2nd Edition)
Loot Price: R1,293
Discovery Miles 12 930
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Essential Strategies for Financial Services Compliance 2e (Hardcover, 2nd Edition)
Expected to ship within 12 - 17 working days
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A fully updated edition of the definitive guide to financial
regulation In recent years, not only has the compliance field
become firmly established, but it has seen staggering growth,
thanks to never-ending changes in the regulatory environment. As
regulation increases still further, the demand for clear guidance
on navigating daily compliance issues is greater than ever. Now in
its second edition, the highly successful Essential Strategies for
Financial Services Compliance has been updated with the latest
compliance strategies and regulatory information, making it
indispensable for compliance officers, legal firms, and anyone else
working with the financial services compliance function.
Non-compliance represents a significant material risk for any
financial services firm that fails to understand and appropriately
apply regulatory standards. This Second Edition of Essential
Strategies for Financial Services Compliance makes it easy to
digest complex information on the regulatory framework. But this
book is far from solely theoretical. A balanced approach means that
both the concepts and their application are within reach. Annie
Mills and Peter Haines deliver solid advice that can be applied on
a day-to-day basis to manage any compliance issues that may arise.
Read this book to: * Understand the conceptual basis of compliance
and the current regulatory environment applicable to the financial
services industry * Quickly and thoroughly learn the accepted best
practices for everyday compliance * Get up to date information on
the current financial regulatory environment with this new edition
* Reference detailed advice as issues arise in day-to-day
operations This update to the popular first edition of Essential
Strategies for Financial Services Compliance will help eliminate
non-compliance risk and ensure that your firm is entirely current
on its ability to navigate the maze of financial services
regulation.
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