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This book will help investment professionals pass the Series 7
General Securities Representative Qualification Examination. It
contains ten 125-question practice exams followed by a study
outline. The sample questions are the type that are most likely to
appear on the Series 7 test and are in the same format as those on
the exam. The questions are straightforward multiple choice
questions with four choices and one best answer. Part I of this
book contains the ten sample exams with a total of 1,250 questions.
Each 125-question practice test is followed by the answer key.
After the answer key, each practice exam is repeated with the
answers shown and the formulas for the math questions. Part II of
this book has a study guide in outline form. There is a section for
each topic covered on the Series 7 exam, including regulatory
requirements, customer's profile, customer accounts, business
conduct, orders and transactions, ethics, the primary marketplace,
the secondary market, economics, analysis, equity securities, debt
securities, packaged securities, options, retirement plans, and
savings accounts. The study outline includes details on the math
formulas needed for the test. The study outline is based on the
exam syllabus and contains the information on the required
knowledge areas that could most likely be asked in the form of a
multiple choice question.
This book will help stockbroker exam takers pass the Series 7
General Securities Registered Representative Examination. The
questions are in the same format as those on the Series 7. All of
the questions are brief, straightforward multiple-choice questions
with four choices and one best answer. Part I of this book contains
the sample exams with a total of 1,000 questions, the equivalent of
four complete 250-question Series 7 exams. The 250-question exams
are in two parts. Each 125-question practice exam is followed by an
answer key. After the answer key, the practice exam is displayed
with the answers shown. Part II of this book has a study guide.
There is a section for each topic covered on the Series 7 exam,
including equities, fixed income, money market, investment
companies, mutual funds, direct participation programs, retirement
plans, underwriting, exchanges, options, margin accounts and short
sales, analysis, regulation, and taxation. The study guide includes
details on the math formulas needed for the Series 7 exam.
This book will help investment professionals pass the Series 7
General Securities Representative Qualification Examination. It
contains fourteen 125-question practice exams with a total of 1,750
questions. The sample questions are the type that are most likely
to appear on the Series 7 test and are in the same format as those
on the exam. The questions are straightforward multiple choice
questions with four choices and one best answer. Each 125-question
practice test is followed by the answer key. After the answer key,
each practice exam is repeated with the answers shown and the
formulas for the math questions. There are questions for each topic
covered on the Series 7 exam, including regulatory requirements,
customer's profile, customer accounts, business conduct, orders and
transactions, ethics, the primary marketplace, the secondary
market, economics, analysis, equity securities, debt securities,
packaged securities, options, retirement plans, and savings
accounts.
This book will help investment professionals pass the Series 66
Uniform Combined State Law Examination. It contains twelve
100-question practice exams with a total of 1,200 questions. The
sample questions are the type that are most likely to appear on the
Series 66 test and are in the same format as those on the exam. The
questions are straightforward multiple choice questions with four
choices and one best answer. Each 100-question practice test is
followed by the answer key. After the answer key, each practice
exam is repeated with the answers shown and the formulas for the
math questions. There are questions for each topic covered on the
Series 65 exam, including Economic Factors and Business
Information; Investment Vehicle Characteristics; Client Investment
Recommendations and Strategies; and Laws, Regulations, and
Guidelines, including Prohibition on Unethical Business Practices.
This book makes learning high school level math fun by only
including problems about money. The topics include algebra,
geometry, and probability and statistics. It will help improve math
scores on college entrance exams.
This book will help investment professionals pass the Uniform
Investment Adviser Law Examination. It contains twelve practice
exams and a study guide. The sample questions are the type that are
most likely to appear on the Series 65 test and are in the same
format as those on the exam. The questions are straightforward
multiple choice questions with four choices and one best answer.
Part I of this book contains the sample exams with a total of 1,560
questions, the equivalent of twelve complete 130-question Series 65
tests. Each 130-question practice test is followed by the answer
key. After the answer key, the practice exam is displayed with the
answers shown. The questions by topic are in the same proportion as
the topic weightings on the Series 65 test Part II of this book has
a study guide in outline form. There is a section for each topic
covered on the Series 65 test, including Economic Factors and
Business Information; Investment Vehicle Characteristics; Client
Investment Recommendations and Strategies; and Laws, Regulations,
and Guidelines, including Prohibition on Unethical Business
Practices. The study guide includes details on the math formulas
needed for the test.
This book makes learning high school level math fun by only
including problems about pizza, hamburgers, and other food. The
topics include algebra, geometry, and probability and statistics.
It will help improve math scores on college entrance exams.
This book will help investment professionals pass the Uniform
Investment Adviser Law Examination. It contains four practice
exams. The sample questions are the type that are most likely to
appear on the Series 65 test and are in the same format as those on
the exam. The questions are straightforward multiple choice
questions with four choices and one best answer. The book contains
exams with a total of 520 questions, the equivalent of four
complete 130-question Series 65 Tests. Each 130-question practice
test is followed by the answer key. After the answer key, the
practice exam is displayed with the answers shown. If the question
is a math question, the formulas to solve the question are shown.
The questions by topic are in the same proportion as the topic
weightings on the Series 65 test The questions cover every topic
covered on the Series 65 test, including Economic Factors and
Business Information; Investment Vehicle Characteristics; Client
Investment Recommendations and Strategies; and Laws, Regulations,
and Guidelines, including Prohibition on Unethical Business
Practices.
This book will help investment professionals pass the Uniform
Combined State Law Examination. It contains twelve practice exams
and a study guide. The sample questions are the type that are most
likely to appear on the Series 66 exam and are in the same format
as those on the exam. The questions are straightforward multiple
choice questions with four choices and one best answer. Part I of
this book contains the sample exams with a total of 1,200
questions, the equivalent of twelve complete 100-question Series 66
exams. Each 100-question practice test is followed by the answer
key. After the answer key, the practice exam is displayed with the
answers shown. The questions by topic are in the same proportion as
the topic weightings on the Series 66 exam Part II of this book has
a study guide in outline form. There is a section for each topic
covered on the Series 66 exam, including Economic Factors and
Business Information; Investment Vehicle Characteristics; Client
Investment Recommendations and Strategies; and Laws, Regulations,
and Guidelines, including Prohibition on Unethical Business
Practices. The study guide includes details on the math formulas
needed for the test.
This book will help investment professionals pass the Investment
Company Products/ Variable Contracts Limited Representative
Qualifications Examination. It is a study guide in outline form.
There is a section for each topic covered on the Series 6 test,
including Securities Markets, Investment Securities and Economic
Factors; Securities and Tax Regulations; Marketing, Prospecting and
Sales Presentations; Evaluation of Customers; Product Information,
Investment Company Securities and Variable Contracts; and Opening
and Servicing Customer Accounts. The study guide includes details
on the math formulas needed for the test.
This book will help investment professionals pass the Uniform
Investment Adviser Law Examination. It is a study guide in outline
form. There is a section for each topic covered on the Series 65
test, including Economic Factors and Business Information;
Investment Vehicle Characteristics; Client Investment
Recommendations and Strategies; and Laws, Regulations, and
Guidelines, including Prohibition on Unethical Business Practices.
The study guide includes details on the math formulas needed for
the test.
This book will help investment professionals pass the Uniform
Combined State Law Examination. It is a study guide in outline
form. There is a section for each topic covered on the Series 66
exam, including Economic Factors and Business Information;
Investment Vehicle Characteristics; Client Investment
Recommendations and Strategies; and Laws, Regulations, and
Guidelines, including Prohibition on Unethical Business Practices.
The study guide includes details on the math formulas needed for
the test.
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